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We
notice the Axial pattern in terms of creative individuals. These philosophers
and sages are the tip of the iceberg, and behind them we see whole cultural
regions, out of the blue, proceed rapidly to a new stage of culture. Note
however that it is essential to induce change through individuals seeding
cultures with new ideas. This does not explain the overall coordination over
time of complex emergent events, i.e. the birth of democracy. Actually changing
the mechanics of culture in those periods is less easy, and may prove abortive.
The clearest and best-documented case is that of Archaic/Classical Greece.
Roughly we have the following remarkable surge:
Early tribal history of the Greeks
-1200-900 Mycenaean period, Greek Dark Ages
-900-600 Dark Ages/Archaic period
-600-400 The great take-off period, the Greek 'Miracle'
-400 onward: We enter the Hellenistic, it's over
Compare this now to Israel:
Early Canaanite history
-1200-900 ? The onset of the 'Israel/Judah' kingdoms
-900-600 The history of 'Israel/Judah', emergence of Prophets
-600-400 The Exile period
-400 onward: A new religion has come into existence
Note
the isomorphic character of these two histories. This is the embedded
'transition' pattern. Later we will see this in terms of what we call the
‘stream and sequence’ aspects of the eonic process/pattern. In the middle of
continuous stream of culture a sudden relative speed up occurs. We must realize
the high level at which this dynamic is operating,. And remarkably in both cases
a great literature comes into existence, the Greek and Old Testament epics. Note
that 'Israel/Judah' disappears near the Exile, depriving us of a flowering or
realization period, but enforcing a mysterious extra-state character to what
will be a 'cultural complex' that travels transculturally. Note that our system
treats states and religions equally in its dynamics, and it is the case that the
core Axial period for 'Israel/Judah' is about a state, and not about a 'world
religion'. Judaism as we know it comes much later, as do Christianity and Islam.
The
five centuries from -900 to -400 enclose the principal effect. But the real
interval is very early, from –900 to –600. This periodization in turn shows
us what's going on in the case of Israel. The case of Archaic Greece is
especially telling because we aren't distracted by religious questions. Its
clarity is enhanced by the fact that its earlier Mycenaean phase collapses and
Greece goes into what is called its Dark Age. Later we will create the idea of a
'stream and sequence' effect. The stream of Greek cultures shows many
civilizations, but that part that we call the 'Axial interval' stands out. Why?
Because, as we shall see it intersects with a greater sequence. In the same way
the Old Testament is confusing, because it includes, just as does the Iliad,
the prior tales and chronicles of a Canaanite people, the stream history, but
the crucial era is the Axial interval and this occurs in exact concert with that
of Archaic Greece. It is clear that the Israelites were aware of something
strange happening in their history: they noticed their 'Axial' transformation.
The
sudden reawakening of Greek history in the Archaic period after the collapse of
the Mycenaean is the classic clue. Thus its sudden resurgence, as if on cue and
in parallel with the other regions of the Eurasian continent, is the more
remarkable. We are stunned, by zooming out to see the whole pattern, to see that
the Greek Archaic is exploding on schedule in a larger system, not solely
as the result of antecedent influences. Against the backdrop of world history as
a whole this brief period from around -900 to -400 induces an immensity of
innovative advances, with an intensity that has never been matched to this day,
although the rise of the modern is a fair competitor. Note that we cannot
ascribe simple causal/local influences as the cause of this phenomenon, since we
are observing a part of a total Eurasian phenomenon. Each of five regions,
Rome, Greece, Israel/Judah, India, and China, has an analogous interval in this
fashion (the Roman being a bit late), although the Chinese and Indian are less
well-known. The case of (early) Rome is really an aspect or variant of the Greek
case, and can be considered, at this level of generality, in the same category.
We can see that Rome arrives a bit later, for the obvious reason that it waits
on diffusion from the Greek system.
We
have the clue to the Old Testament: it contains a core account of precisely this
interval, with a great deal of other material tacked on as lead up history. The
Axial interval is more about the emergence of the Bible than of Israelite
history. Much of the content of the Bible distracts us from the crucial Axial
interval. The tales of Abraham, Moses, the Exodus, are clearly the mythical lore
of a Canaanite people who, especially during the Axial interval, accumulate a
literature that, at the end of this interval, becomes what we know of as the
Bible. Note the resemblance of this to the way the Greek Iliad and Odyssey
come into existence. Achilles and Odysseus are not Axial figures, but the
crystallization of the Greek epics is! The Homeric period in the eighth century
is followed by an immense flowering of literature, which becomes incandescent in
the period of Greek Tragedy. The latter lasts barely a century, and is gone.
Stand back from this analogous biblical phenomenon, which casts its spell to
this day. Is it not a very odd and historically embedded text? We see that its
correlation with the Axial interval reveals at once its real significance. Our
approach almost does better justice to this history. It makes almost no sense
stripped of its religious mythology until we see its Axial context.
Note
the way the historical facticity behind the Biblical myths changes its character
after around -900 in the wake of the David/Solomon era/myths and we have the
histories of Israel/Judah or general Canaan up to the Exile. As foundational
religious history, this is quite peculiar stuff, but in light of the Axial
context it becomes precious historical lore indeed, the first documentation in
writing of the genesis of a religious formation, a world historical moment. Note
how various traditions of prophets suddenly without warning turn into the
remarkable string of the classic Prophetic cluster in concert with the Greek
timing. The sameness in difference from the Greek example is beguiling. We note
how just around the Exile the Biblical corpus comes into something
resembling its final form, and that from -400 onward the phenomenon is
essentially finished, as the record is codified. The seeds of a 'world religion'
or the materials for several have appeared and crystallized. Remarkably, as it
happens, 'Israel/Judah' suddenly disappears at the period of the Exile, and we
don't see the analogous sudden flowering that we find in Greece after -600. It
makes no difference, however, to the overall effect. There is an irony to this
circumstance, it almost feeds the phenomenon itself by separating a literature
from a region!
Let
us not forget that our discussions of religion in the abstract can forget the
obvious: the Bible records the actual history of a Canaanite kingdom during the
Axial interval. Once that interval closes, the record stops. From that point
onward, a tradition is born and its adherents are looking backward. The
material, here as in the other cases, flows outward into its environment to have
what effects it will have. For the peoples of that era, the Biblical corpus was
a tremendous new cultural asset, an almanac of Civilization. It spread through
the regions of the Roman Empire and beyond because it was of great help in the
assimilation of tribal peoples to the shock of expanding civilization. We
constantly think of religion in terms of metaphysical abstractions, but that
misses the historical point that, sourcing in the Axial interval, a cultural
instrument appears that assists the process of tribal integration into the world
system. For its time the Bible was 'state of the art'.
We
can be certain that the Biblical history is only one aspect of what must have
been a far more complex 'Axial interval' in the regions of the Middle East as a
whole. As our strange phenomenon shows it is trying to balance itself, as it
were, across Eurasia. In the context of monotheism, the phenomenon of
Zoroastrianism, and much else, should join our account. It is not clear
just when Zarathustra lived, but it is highly significant that just at the Exile
there is a blending of the Biblical and Zoroastrian literatures. Be wary of
thinking that this period invents monotheism. That probably already
existed, and is in fact a primordial belief fairly well known to the Paleolithic
in the Great Spirit cultures, for example. What we are seeing here is the
effect of the Axial interval on what is, as primordial monotheism, already
probably in existence, mixed no doubt in a melee of polytheistic beliefs. That
effect is to spawn a world religion. But the Axial Age as such has nothing to do
with religion, and in fact the term requires adjustment to historical realities:
we see that religion in one sense, and speaking in broad strokes, is
simply the ad hoc output of the Axial interval. It is important to see that the
actual world religions we now speak of are constructs outside of the Axial
Age, created by men recalling unsuccessfully the histories of that period.
In
general the whole case of the Axial interval in the Middle East must be larger
than what we see now. But the case of Israel/Judah is put in writing, and
somehow carries the day because, and this is the whole point, it produces a
literature and cultural record that outlasts everything else from this time and
zone. And we have stumbled on something else of significance. As we move to
complete our pattern, we will see that Sumer and Egypt comprise an earlier
version of this kind of phenomenon, millennia before. But these centers of
earlier advance are silent in the Axial Age. Why is that?
The
clue here is to see that Greece, and 'Israel/Judah' are essentially frontier
areas, for their time, and that the drama of the great Empires, such as the
Assyrian, which are the legacy in decline of these earlier periods, is being
bypassed by clusters of innovation on their fringes. These empires are dinosaurs
of an earlier age period. Note how the Greeks barely survived these attempts by
Empire to destroy their world, that the 'Israel/Judah' is a dramatic account of
the history of surviving or not surviving these destructive empires. The Axial
Age here is a record of innovation outsmarting the momentum of the legacy of a
previous cycle of civilizations. This frontier effect will help resolve
one of the puzzles of the isolation of the rise of the modern on the fringes of
the European system. Thus if you factor out the Sumerian core area, and the
Egyptian zone, and consider the Occidental zone of the Eastern Mediterranean and
South Asia, you suddenly realize there are very few innovation zones available.
One is precisely the Canaanite region, another the Greek, conveniently buffered
by Aegean. The Indian, Chinese, and Roman cases automatically fulfill this
requirement also.
We
have the essential framework for what is happening in the Roman, Indian, and
Chinese cases. In many ways the Roman phenomenon is part of the Greek, which
spawned an immense network of city-states and republican experiments, from the
Black Sea to southern Italy, some of them producing democracy, the classic
Athenian. Thus Rome springs into existence in the wake of this network and is
essentially a variant of it. We must keep in mind the obvious fact that all
these cultural zones are extremely different in character and that we can't be
talking about the autonomous mechanics of these cultures or civilizations. The
Axial phenomenon simply happens independently of the prior histories and
cultural mechanics of each region. In the Greek case we do see, however, the
expenditure of Axial impetus on innovative cultural forms, among them Greek
democracy. Note that this appears suddenly in the wake of Solon, -600, and that
it doesn't last very long. Later we will realize even these particulars down to
the decades of a half-century interval are not accident.
Thus,
in China, for example, we have a considerable outstanding history proceeding
from the Shang period and before. Unlike the case of Greece there is no
convenient cutoff just before the Axial period. There is no need for one, and we
see the way innovation challenges the momentum of the prior past in any case.
Thus Kwang-Chih Kwang, in The Archaeology of Ancient China notes the
turning point in the Chou era (eighth century), and observes, “A new era in
the history of North China began in the Eastern Chou. In political history,
ancient China consisted of the Shang and Chou dynasties, but in cultural
history, the subdivision may be placed at the Middle of the Chou dynasty,
dividing the Shang-Chou periods into two stages.”
The
case of India is one of the most extraordinary but its documentation is less
reliable than that of the other examples. As Prem Nath Bazaz notes
in The Role of the Bhagavad Gita
in Indian History:
The
seventh and sixth centuries B.C. witnessed in India, as in Greece, an
intellectual ferment. Dissatisfaction with the Vedic natural religion gave rise
to speculations about the origin of the universe and things contained in
it…There arose early in the sixth century B.C.
an order of paribrajakas (literally ‘wanderers’) who were intellectuals
devoted to search after truth…The movement of paribrajakas spread far and wide
in Northern India; they were accepted as harbingers of a new age…
It
is curious hybrid, on the surface, of the Chinese and Greek cases, but at a
deeper level resonating with the exemplar of 'Israel/Judah' in so far as it
produces another source of world religion, several in fact. We don't have the
detailed chronology of the other cases, but what we do have fits the Axial
pattern perfectly. Thus the period of the Upanishads corresponds to the Greek
Archaic, or the Judaic Prophetic period, while the emergence of Buddhism and/or
Jainism occurs after -600. Just as the Bible crystallizes after the seminal
creative era in the period of the Prophets in the eighth century, so the
religion of Buddhism, in synchronous parallel with the Judaic stream, emerges as
the first stage of a world religion in the centuries after -600. Please note
that here, as in the other cases, if we zoom in for a close look, most of what
is energized in the Axial interval already existed in some form.
We
have records of yogis doing yoga going back much earlier. But none of this
preempts the distinct way the Axial interval garlands such local materials and
packages them as a world religion. The Indian case resemble the Chinese and
Greek cases in the way it reveals the spectrum between the philosopher and
the sage. That should remind us to be wary of absolute distinctions of
'religion' and 'philosophy', or 'sacred' and 'secular'. Please note that most of
what makes up the elements of modern secular culture originates in this period
also, and in parallel with the emergence of two world religions. We are
confronted with something that is almost unbelievable, but that with careful
chronology stands out as impossible to explain away. But the data of the Axial
Age presents us with a puzzle, one that only makes sense if we see it in terms
of a larger pattern. To get from the Axial Age to the larger pattern, we ask if
there are any other periods like this in world history? The answer is suddenly
obvious. We have three periods of rapid advance, 'axial ages' with 'medieval' or
'sluggish middle periods'. As we go along we might consider the problem with
thinking in terms of an Axial 'age'. What is an age? What we are really seeing
is the way in which the 'onset of an age or era' is precipitated by a period of
transition. Our Axial Age is really a transition between age periods, so to
speak. We will soon introduce the idea of eonic emergents and relative transforms.
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