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One
of the strange consequences of trying to produce, or use, theories in the domain
of history lies in the way in which we interact with their implications. They
should be predicting what a phenomenon does, but in the case of history they
will end by predicting what we should do. Something's wrong. The sudden
appearance of a 'should' (according to the theory) indicates there is a
possibility of something else happening. And history doesn't work that way.
History branches according to circumstance, instead of following some fixed
deterministic law. We are back in something like our 'system action/free action'
situation, now applied to theories themselves. Below we will bring in the idea
of 'action scripts' to distinguish theories from 'scripts of practical action'.
Theories
are historical variables, codependent on historical evolution, unable to
extricate themselves from time and ideology. The question must be posed,
what do we mean by theory? We take that as a set of causal assertions about how
things behave, and the laws that express this are taken to apply to a whole
temporal domain, that is as universal generalizations that are 'always true'.
This works well with the law of gravity, but not social theory. We are back
trying to imitate Newton with social theories. We have already seen this as the
problem of historicism. We wish to consider the special case of the historicist
paradox when some theory collides with an agent's present. This is not a trivial
question since Marxism, if not Marx, most unfortunately gave us some
spectacular examples of predictive theories colliding with their present. In
fact the whole question of Popper's historicism, as a matter of cultural
history, arose in the context of early Communist/Bolshevik attempts to construct
a new form of social economy.
The
basic issue is that any social theory requires, strictly speaking, an exterior
observer able to assess the full history of the phenomenon under investigation.
But with history he would have to be some timeless ghost, able to see across an
immense interval of time, if not all time. And he would have to be spaceless
too. Instead, with respect to social theories, we are immersed in the phenomenon
under investigation, far short of its endstate, as far as we know, and condemned
to create further extensions, links in the chain, of the very phenomenon we are
trying to explicate.
Thus
we are confronted the problem of theories: causal theories cannot be made into
universal generalizations if they collide with our future. There are always
partial exceptions. As we saw, demographic change has an exponential character,
and yet, up to a point, the immersion of individuals in this 'inevitability'
shows the continuous modification of the law due to human feedback. Some
'inevitabilities' can swamp the potential of free action. But this doesn't
really refute our point. This, of course, is not true of theories of physics.
The law of gravity will condition our tomorrows and be a given for any future
action. But a predictive social theory will not be so fortunate. We can be
stubborn, and set out to contradict their predictions. Popper gave a name to one
aspect of this in what he called the Oedipus paradox:
The
idea that a prediction may have influence upon the predicted event is a very old
one. Oedipus, in the legend, killed his father whom he had never seen before;
and this was the direct result of the prophecy, which had caused his father to
abandon him. This is why I suggest the name ‘Oedipus effect’ for the
influence of the prediction upon the predicted event.
This
idea would apply to any system that uses the idea of historical laws. We must
modify our definition of theory to deal with this. As we have already seen, we
are not dealing with historical laws, and, furthermore, all of our data on the
eonic effect is a description of things that happened in the past. Our objective
was to consider this data in the context of 'evolution' applied to history. In
an of itself this is a valid procedure, since merely stated that certain things
happened prior to our present. We defined a category of eonic observer, as a
special case of the historical observer, and made him describe a series of
transitions, the last of which is connected with modernity. But we were careful,
in fact, to distinguish the transition to modernity (whatever that is??),
from the age period itself, and to make the completion point of the transition
to this age period a definite moment in the past. As it happens, it was the data
itself that drove us to do this, so we are given grounds to consider that the
eonic effect conforms to a system that avoids the Oedipus Effect. It does this
very simply, and we can bring in our idea of 'system action/free action' to
describe our transitions. The transitions generate a kind of system action, the
intervals in between them being free action, and, most conveniently, the last
episode of the system action being in our past. Our system seems to switch off
leaving free action in its wake. Thus the past shows elements of a system, but
the present switches to the free action category! Very ingenious! Any theory we
construct will apply to the past, and our future will be 'free action'. No
predictions are made by the theory! Problem solved.
Predicted
socialism/communism The question of Marxism is quite complex, often
influenced not by scientific as much by Hegelian, e.g. dialectical philosophies, and
doesn't really correspond to Popper's slight oversimplification, except in the
positivistic form of the Second Internationale. But in that form the dramatic
paradoxes of prediction theories stood out: the historical inevitability, as
predicted, of some new socialist society as the next stage of history left its
agents with the undecidable question clearly debated by such as Kautsky and
Lenin: should we wait for the 'causal' sequence to take place automatically, or
should we be actively at work to bring this about? This tragic equivocation
completely scrambled the whole Marxist project and the brains of the
revolutionaries.
An eonic type of model distinguishing (purported) 'system action' (the
transition between stages, if any, Marx's stages) and 'free action' (the action
of individuals working toward social change in their present as 'free action'
after the last know stage transition seen looking backward), would not
suffer these problems. But such a model would be unable to predict a future
stage, since this is now 'free action', not 'system action' and would require
construction according to some plan of action, stated in advance and cash on the
barrel as to details, an immensely difficult and intricate task, on the order of
the eonic sequence itself, one that confronted Lenin the day after he seized
power. This is not in turn, please note, an ideological justification for the
'inevitability' of capitalism. Maybe after the Bolshevik fiasco we have learned
the lesson about historical inevitability! Or maybe not.
To base our model on a classic ideological battle of ideas would seem to make it
hopelessly ideological in turn. Not quite the case.. None of this is any
endorsement of a particular social economy, and we have seen that the 'sequence
of economic systems' is a subsequence quite different from, and often redirected
by, the eonic sequence. However, our TP3 is strongly correlated with the
emergence of modern capitalism, the original reason Marx began to think in terms
of a sequence of stages of economic societies. But his reductionist economism
misanalyzed the question of stages.
Natural
Selection and The Oedipus Effect Although natural selection is not often
stated as a 'law of biology' it is for all intents and purposes taken that way.
Thus it immediately generates an Oedipus Effect, which is what we call Social
Darwinism. Natural selection is not a predictive theory, but our beliefs about
natural selection
contain a subtle prediction about what will happen if we ‘act out the
theory’. The reason is that we claim it happened that way in the past. If we
assume that natural selection is ‘how things are’, the source of all higher
complexity, we put a premium on its ‘mechanism’, e.g. competition, and the
‘acting out’ of selectionist presumption as a curiously inverted ethic. We
should be wary that something is missing in our understanding! Clearly the generalization
about selection must be false, somewhere. We can see from the eonic effect that
'eonic evolution' doesn't operate by natural selection. Quite the contrary. If
the rules of the game were survival of the fittest the long term result is
mideonic sluggishness with the deviations in direction and the action of the
strong going unchecked.
We
can see how the same dynamics of 'evolution seen looking backwards' is
misapplied into a generalization about the future, with Social Darwinist
thinking coming to the fore. Clearly the confusion lies in the assumption we
have a 'law of evolution' driven by natural selection. Getting people to compete
in the present to produce bigger brains, since that produced once produced
bigger brains, is simply a hopeless muddle, yet such thinking lurks beneath the
surface in current Darwinian biology misapplied to social history, the present
of free action. A failure to take into account a different and broader
definition of evolution results in the collapse of theory into selectionist
oversimplification.
The Paradox of Theory
Before
finalizing our model we need to make clear the way in which it differs from
standard thinking about what such models are. We are not computing causal
sequences, but making qualitative judgments about the degree of consciousness or
creativity in ‘sequences of action’. Thus we encounter still another problem
with our attempts to do theories. The problem is that theories are themselves
output of our system. Science itself is a stream inside the eonic sequence,
showing the pattern of system action. As we look backward at the Axial Age it is
clear that the outcomes of our eonic transformations are sequences of
action. Some of those sequences of action are people producing theories!
Action scripts We are going to
replace 'theories' with 'action scripts'. Look at the Axial Age: the outcome, or
to use somewhat outlandish systems language, the output of the system is a
series of 'action sequences', people doing things with a new ideological
complex. Look at the Old Testament. It is a procedure of action, or the
potential for a series of such, that emerges from our transitions. Consider
the same for emergent Buddhism, or Greek democracy. In the modern period we have
the striking drama of freedom, emergent liberalism.
Another classic case is the emergence of liberalism, or
better the 'liberal spectrum' (we can include its leftist descendants in the
varieties) in the modern transition: this is a series of philosophies of action
connected to the idea of freedom, etc... Note that these philosophers are
fully adapted to practical action and are predigested and left in viable by our
eonic system. It is only later that the idea of 'social theories' arises as a
red herring orphaned by positivism to confuse the issue of 'how we should act'
in the social sphere. Below we look into the case of Marxist mistakes in this
vein.
Note that our eonic sequence spawns two categories in parallel, the scientific
theoretical line and the religious/social/political. The attempt to reduce the
second to the first is one of the first confusions arising in the wake of modern
transition.
Note
that the output/outcome of our transitions are people doing new forms of
activity. The output is action, according to some dramatic theme, or script.
That is, these actions express values. It is no accident that modernity gives
birth to philosophies of freedom in parallel to the scientific revolution. Kant
is very clear on this, and on the way to mediate the two.
And the theories themselves are such action scripts, i.e.
we do science. But there is a problem. We cannot make standard scientific
theories into scripts. We do science scripts as free activity. They are in the
freedom domain. They don't follow the same causal laws as in physics. Thus
instead of a theory, speaking of history, we can speak of an ‘action script
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