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Kant on History
Although we might be wary
of all purely metaphysical approaches to the study of history, the
pattern of what we will find from the periodization of civilizations
must almost by definition pertain directly to the ideas of so-called
Universal History. This idea finds its classic realization in the
writings of the philosopher Immanuel Kant, in his essay Idea for a Universal
History from a Cosmopolitan Point of View:
Whatever
concept one may hold, from a metaphysical point of view, concerning
the freedom of the will, certainly its appearances, which are human
actions, like every other natural event, are determined by universal
laws. However obscure their causes, history, which is concerned with
narrating these appearances, permits us to hope that if we attend to
the play of freedom of the human will in the large, we may be able to
discern a regular movement in it, and that what seems complex and
chaotic in the single individual may be seen from the standpoint of
the human race as a whole to be a steady and progressive though slow
evolution of its original endowment.
This quotation is all we
need. From this we can deduce the rest, and go our
own way. There is more, (and we can leave you at the threshold of a
project of Kant study), but our minimalist approach is not intended to
explicate Kant, so this one paragraph is deeply significant Kant is asking also for that process in history,
'nature's secret plan', which will produce the 'perfect civil
constitution'. Be wary of this language, which in any case, is posited
as naturalism. The eonic effect has a lot to say here! But we get only a
limited result, relative directionality in a short range. The suggestion
of a 'plan' is teleological and we limit ourselves to
directionality.
This paragraph suggests
a problem that is not easy to solve! It reflects Kant's Third Antinomy,
but applied to history. What does nature have to say? We should
expect some intermediate condition between force and freedom. Armed with
that, we can see all at once that history contains an 'eonic effect',
i.e. switching on and off with respect to regions, in a relative series
of onsets, like economic cycles, where 'historical structure'
coexists with 'free action', i.e. economic optionality in a field of
market activity . We have it. Structure can coexist with 'free
activity'.
We see this only in an isolated fragmentary series, five
thousand years long. But the pieces fall in place. The spectacular
middle chord, confused with the axial age, is the smoking gun, it
suggests a series. This suggests, move backwards and forwards to find
the correlates. We see them at once at the birth of civilization, and
the rise of the modern. This is a focal series emerging from a source,
diffusing from hotspots. What about the middle eras? These are a
different mix of 'force and freedom', often less than free, and tailing
away into medievalism! A very simple, though at first confusing, result,
but one seen only at high level. Consider why we use the term 'middle
ages'. We already know all this, but didn't quite notice what we were
talking about. It must be that way. We are inside this system, using it.
We must already be aware of it without realizing it.
Tread warily here. Something
called the issue of double affection and the 'causal status' of the
phenomenal versus the noumenal created great confusion in the wake of Kant. The
eonic model might help here since 'causality' is replaced by 'e-sequence', in a
context where some behind-the-scenes process is clearly at work. This
one will tie your head in knots and prevent the simple message of Kant from
registering. We can see how the eonic model, not being physics, escapes this by
speaking of a 'generalized causal nexus' and a 'freedom generating sequence'.
The question of causality arises, but its answer is not known. We might note in passing
the generalized analogy, or rough similarity, to a genetic
algorithm. A discrete model that could be taken to include a
continuous extension, with a built in 'do-while' statement, i.e. the
alternation of two aspects, or one system idling while the other is
active. Thus, be wary here. There is nothing noumenal in a genetic
algorithm. Keep it simple here. There is an unseen 'programmatic' detectable in
historical becoming.
Historical Directionality
The question of historical
directionality is resolved looking backwards using periodization, whose
implications are not therefore predictive. We see that our
'discrete-continuous' model shows discrete interruption, and switches off in our present. This quirk of our model is seen and
bypassed in the confusion over historicism which suffers the obverse
objection that 'freedom' requires an evolute to reach its liberty. And
the contradiction thus goes round in circles, like a dog chasing its
tail. We can use 'reflective judgment' to see directionality in the
past. And this is not the same as our free action, free or not, in the
after phase of our eonic history. Think of an earthquake sequence in a
fault zone. There are two processes, earthquakes and spectators, the
'free action field'. We construct a map of discrete shocks, yet our free
action response can only see in the past, with no prediction (as yet) of
the future. The system switches off, and free action in its wake is our
condition. You cannot predict the future based on the free action
field. Confusion of these two has always been the lot of
deterministic theories. (In fact, we might say, the modern 'transition'
switches on the centrality of markets, a non-random process triggering a
form of randomized activity, to the confusion of all theorists, except
perhaps Karl Polanyi) And we see why the controversy over the end of
history, for example, can be so misleading and ideology prone.
Thus directionality suggests teleology, it does not prove it, nor
provide a telos. We will exit the last phase arguing over the telos, and
long and short step versions, starting in the early nineteenth
century! It is important to consider that the entire eonic model
was constructed without any teleological thinking. None. We start with
the 'causal' model, and watch it break down. The semi-causal
nexus of the 'eonic transition' was the prime concern. And the relevance
of Kant became apparent only towards the conclusion of the
analysis.
This will make better sense
once translated into historical terms, where the relation of system
action and free action is visible in the sudden rise of the modern, and
the transition from the transition to the post-transitional new era
early in the nineteenth century.
Antinomy of
Teleological Judgment
It
is important to remember that Kant's critical system exists in the context of
Newtonian physics.
Do not forget
Rousseau.
As we explore the eonic effect, we are in terra incognita,
where we have no visible means, save evidentiary phenomenology of large scale
geographical regions over time, of producing a statement of 'causality'. We are
in the prime danger zone where Bergsons have gone before us and foundered
(perhaps, but seeing the inherent dilemma). Yet we
see the grounds for such macro-causal assertions, but it is not a Newtonian
situation. Nonetheless, we do proceed as if to find the 'causality' of large
scale history, but this is an ambiguous method, for causality generates
directionality, and we are in a subdomain that must answer to issues of a quite
different yet real causality, physical reductionism, and teleology, about which
we are ignorant. In fact our method shows the elegant 'compromise'. It is not
unlike seeing the interval between episodes of a thermostat switching on. There
is an environment and the visible effects of a macro-response to that
environment, and that produces directionality. But this is dangerous
terrain. For nothing in the eonic study required, or used, a teleological
method, although these are products of history that we must explain. This is
puzzling. We bring a very strong plus toward renewed teleological
considerations, but then stop short. Perhaps the following quote concerning the First and Third Critiques,
and the ambiguous position of Kant's essay on history will help to show both how
confusing the question is, and how deep was Kant's consideration. Our empirical
method, with some elements of theory, might echo this, and, by giving an example
of this perspectivist confusion of mechanics and teleology, clarify the
passage's undoubted obscurity, at first sight. Relax, you can't quite
figure it out without an example! If you ever wondered why Popper ended up
writing The Poverty of Historicism, it is to do with something
round about here, in this quagmire. Keep in mind that we are 'looking
backward' with something like 'reflective judgment' to apply tried and true (if
not synthetic a priori) principles of periodization (as causal surrogates) to
detect a directionality generated by the 'discrete operation' in relation to the
'continuous operation', i.e. the action of a system, and the field of human free
action. That amounts to saying, "keep it simple, stupid" or "keep
out of trouble by counting on your fingers" to follow the tempo of history.
The action of our system is in the past, as it switches off to leave the present
as 'free action', free or not. The actual mechanism, like the noumenal, we never
see. If you wish to play Zarathustra and predict the next cycle of system
action, I will disown you, for the element of our current relative free action
should be to 'exit history as the eonic sequence', by making the transition from
'eonic evolution' to Freedom as real History, for the first time. If we are
still around for the next cycle it is only because we lost all self-awareness to
endure millennia of medievalism, once again. Note there are two systems at work
here in an unstable relationship, our evolving freedom and an unknown system,
whose action we can detect by evanescence, in the past. We have no knowledge of
what it is. It is like extra wheels on a child's bike. Someday they are
removed.
If
the previous paragraph made no sense, forget it immediately.
From
S. Korner's Kant
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"Kant's
resolution of the antinomy of reflective Judgment must be considered in
the light of the first Critique. In that work, especially in the Analytic
of Principles, he has expounded a system of theoretical a priori
propositions, which constitute the fundamental conditions of Newtonian
physics, and, in his view, of all science. The result of the first
Critique is thus, among other things., a mechanistic metaphysics; and
nothing in the Critique of Judgment indicates that Kant has in any way
changed his view on this subject. ...The third Critique does not not
develop a teleological metaphysics. On the contrary, it shows that
teleological principles are not constitutive of the empirical world, but
can only be regulative, for our reflection upon the empirical world. While
the first Critique justifies the mechanistic method on the basis of
mechanistic metaphysic, the third Critique justifies the teleological
method in spite of the impossibility of a teleological metaphysics. This
impossibility is insisted upon time and again. Kant admits only a
metaphysics of nature and a metaphysic of morals. There is no metaphysic
of purpose, but only a Critique of Teleological Judgment. He
shows that there is no conflict between the maxims of mechanistic an d
teleological method. There can be no conflict between mechanistic and
teleological metaphysics because, according to the critical philosophy,
there can be no teleological metaphysics."
From
Stephen Korner's Kant, Penguin, 1974, p. 208-209
Historicism, Big History, Evolution
We must adopt a
resolution that is workable to avoid the contradiction in the Third
Antinomy--by embracing it!! But before doing that, we should ask, what
is our business, a causal science of history, an account of the
emergence of freedom, both, or schizophrenia? The amount of confused
research here is a crisis, and we are hapless Dilthey's attempting a Critique
of Historical Reason in the name of science, while the wily Kant
wrote no such book, instead, An Idea for a Universal History. Was
Kant a fox?
- We can take Kant's work short work on
history as a starting point and invoke its Challenge to find
the pattern of Universal History, and then turn around and answer
this challenge with the rubric of 'evolution'. But we must
distinguish empirical maps from theories full blown. Further we see,
as Kant saw, the teleological problems in describing a bio-cultural
process, and this invokes the 'antinomy of causality and teleology'.
Kant allowed no teleological metaphysics, but, based on regulative,
rather than constitutive principles, we can looking backward detect
the directionality implicit in a discrete continuous model.
Kant is appropriate because he is a
pre-Darwinist, like Hume, and a no-nonsense philosopher grounded in
science (indeed one of the originators of evolutionary thinking, re: the
solar system) who nonetheless pointed to the dangers of reductionist
empiricism, and teleology both. Our 'discrete-continuous' model will
avoid the traps of historicism studied by Karl Popper and will mimic (for
history) Kant's famous distinction of 'phenomenal' and 'noumenal' ,
(beware, they are not however the same, we are looking at 'historical
experience', which has no simple percepts of experience). We must raise
the question of such terminology at the beginning, for it is nowhere used
in the account of the eonic effect. Our approach might help is escaping
the quagmire of this mostly misunderstood distinction, by never using the
words. But our approach is naturalistic, with a caveat. And that is that
the domain of values remains ambiguous, although we can see that the
evolution of values is what a proper theory demands. We must escape
the false dilemma of supernatural historicism, reductionist positivism,
and the teleological historicisms of conventional universal history.
Our simple model of world history faithfully mirrors Kantian reflection on
history, but is more generalized. The problem is that Kant is taken
as an 'idealist', and his 'transcendental idealism' as some kind of
metaphysical supernaturalism. But his perspective was quite different. In
any case, it is his question that interests us, not his system. As we
attempt to deal with the 'antinomy of mechanism and teleology', Kant is
incomparable as a guide. Darwinists assume they have the answers, but we
can suggest the elusive fashion in which they go wrong. However, this is
not a Kantian exposition. We will travel through Kant's strange world very
briefly, on our way to a new perspective pointed to in his incomplete
historical thinking, whose latent suggestion is both a critique of
simplistic Darwinism, and an embrace of evolution.
Phenomenon and Noumenon
Kant's famous distinction of noumenon and phenomenon is basic
to his work, his most insightful breakthrough, forever in danger
of being lost, yet its elucidation is strewn with difficulties and
landmines. The study of the eonic effect will lead you into this
terrain.
Proceed indirectly with the
ultra-simple method of periodization, whose interior study slowly
but surely closes on the antinomy of freedom generation enclosed
in discrete regions. And such a
gesture of premature collation of systems would instantly acquire the classic problems here, that of
the so-called 'double affection' problem (research that on your
own). And yet it might almost be a fortunate 'error' to make once,
for the vexatious nature of causal influence in an unknown
phenomenology of evolution might well be tested in this strange
sense of the clear limitations on realism. The problem, for
example, is
that our eonic model gobbles up the phenomenon of Israelite
'revelation', in all its confusing beauty, and there's no 'G-d
action' left to be referred to in such language. We hunger for
historical myths in a desert where marginal gains of understanding
creep upon plain historical study through careful study of overall
patterns. The tremendous
pressures of theology might tempt some to noumenalize an
unmentioned-here version of eonic malarkey. It's a free country,
but cut flowers are no answer. I find the eonic approach much more
interesting as it disgorges nature's frankenstein version of the
Kantian third antinomy. The eonic effect is all that will remain
of the miracle tales of the Old Testament reduced to rubble in the
onset of Biblical Criticism. Once used to the desert, a drink of
water is enough, and here the minimum far more spectacular.
Secularism can debunk a sacred book, but it cannot really explain
away the curious enigma of periodization.
Here, as a rough measure of warning, our position vaguely
resembles that of Quantum Mechanics, where a distinction of
'phenomenon' and 'reality' arises, with an evocative echo of
Kantian thinking, something however most physicists would be
altogether wary of acknowledging, perhaps for good reason. We have
no such rigorous approach to the issues. This issue should be left
to physicists, cf. the introduction to Nick Herbert's Quantum
Reality. But Kantian issues were directly addressed by the
founders of QM, and may even have confused the issue. But even if
they weren't, there is a curious resemblance of the Kant mess
succeeded by the Quantum mess. Physics is not
our ballpark. But in general, far short of the more outrageous
claims of some pop QM interpretations (which are actually
profitable fun), the appearance of the distinction of surface and
a deeper reality is genuinely evocative of Kant, and requires no
apology, although you will probably get bitten by a wild physics
dog for thinking this way.
In history we find a similar partition of phenomenon and
a something else. The discrete discontinuity calls out for
interpretation, but there is none, except that the method works.
There is no discoverable miracle in the gaps here, for
discontinuity is only a summary of the foundational evidence,
which is vast, and history
will prove homogeneous, as indeed the history of Israel is
proving. The discontinuity is the application of methodology that
produces the reconciliation of this with continuity in a defined 'eonic transition', relatively arbitrary, but enclosing fast
evolution. More we do not know. It is the data that counts, and
this is only partially reflected by the 'model'.. Only the external
high-level relations of historical
blocks and the interior 'self-consciousness' of agents, is
visible, and this in mysterious. As we extend our range of
enquiry, a contradiction arises. And that is enough to detect a
derandomizer indirectly. More is unknown. Our position there is an
'if'. If we adopt a discrete-continuous model, then a short
measure of world history can be shown to reveal a high degree of
coherence. The appearance of the contrast strongly suggests a
missing dynamic, that's the problem. A 'dynamic' might suggest a
form of 'transcendentalism realism' next to the classic
distinction of 'transcendental idealism' and 'empirical realism'
of Kant. Ay there's the rub. A ticking clock, that's a
discrete-continuous candidate, and its not transcendent, although
it might prove 'transcendental' to observers, in Kant's sense.
We
are two degrees of idiocy away from deep reality, and may confuse
the empirically undiscovered with a magical illusion, the bane of
all Darwin debate. And the depth of naturalism can be confused
with an imagined 'supernature' when it is only a limit on our
observation. In the west, we confuse consciousness with
spirit. The action of 'spirit' in history is deeper in deep water
than the Titanic, but the original point might well resurface
restated as a form of transcendental realism, for which Popper is
well-known. But this view lacks the characteristic
perspectives on ethics that brings us into a deeper realm. The latter ism is however undefined, and it is not
clear, for example how a transcendental realist can deal with the
'fact-value' braiding suddenly seen to be the basis of cultural
dynamics. Are values spiritual? In any case, the
percipience of the individual, addressed by Kant, and the
methodology of the historical observer are not easily equated.
Kant's Question
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From Bruce Mazlish, The Riddle of History
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There is a certain irony in the fact that the little
philosopher--Kant was only five foot tall-who never left Konigsberg wrote a
universal history from a cosmopolitan point of view. It corresponds
perfectly, however, with Kant's abstracting mind as well as with the content
of his philosophy. History, as he tells us, has to be looked at in its full,
universal time sweep, for only in history as a whole is nature's purpose
realized. And history has to be considered from a cosmopolitan point of view
because its necessary goal is a 'perfect civic constitution of mankind',
a point which Kant stresses not only in the Idea, but in Eternal Peace,
where he defends "the idea of a cosmopolitan world law' against the
charge of utopianism.
Kant begins the Idea by an assertion that human actions, like any other
phenomena, are determined by general laws of nature. What appears accidental
in the individual is determinate and predictable in the species. An example
is marriage: although a marriage seems freely willed by the individual, yet
the annual statistical tables exhibit a consistency which, according to
Kant, show that marriages "occur according to stable natural
laws." Such a social phenomenon can be compared the the
oscillation of the weather: while we cannot predict individual states of
affairs, we can rely on a a regular support of the growth of plants, the
flow of streams, and so forth, 'at a uniform, uninterrupted pace'.
The conclusion is one to warm the heart of Adam Smith. "Individual
men," Kant tells us, "and even whole nations, little think, while
they are pursuing their own purposes--each in his own way, and often one in
direct opposition to another-that they are unintentionally promoting, as if
it were their guide, an end of nature, which is unknown to them."
Nevertheless, since man himself has neither instinct, like the animals, nor
a rational plan of his own to guide him to a preconceived end, history, at
first glance, seems pointless, like Shakespeare's 'tale told by an idiot.'
Or, as Kant puts it in typical Enlightenment fashion, "It is hard to
suppress a certain disgust when contemplating men's actions upon the world
stage."
This disgust is relieved only by the discovery that "in this senseless
march of human events" nature has a plan and an end. This discovery,
however, is the philosopher's task, or rather Kant poses it as a problem for
a future Kepler or Newton of the historical world. Kant himself will seek in
the Idea only to provide a clue, or a guide, to this happy discovery. The
whole point of Kant's attempt, however, is that he assumes from the
beginning that man's random and free pursuits are to be considered as if
they were subject to nature's laws--which Kant, as we shall see, equates
with an aim or purpose of nature.
Bruce Mazlish, The Riddle of History, Harper & Row, 1966, p. 103
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From Peter Fenves, A Peculiar Fate. The "Idea for a universal history from a cosmological
plan/intention point of view" is only a preliminary essay. Not only
are its nine propositions thrown together in a seemingly unsystematic
manner, reminiscent of Aristotle's treatment of the categories, Kant even
emphasizes from the very outset that this little essay will be withdrawn in
favor of a universal history written by an as yet unknown philosopher of the
future. In the footnote added to the title Kant explains that the essay was
undertaken on the occasion of certain rumor that happened to make its way
into a journal; this rumor "forces me to make a clarification, without
which it would not make any sense". Kant needs to show that one of his
ideas and indeed a "cherished idea" is not only
founded on reason but even bound up with the very point of human
rationality. This idea is cherished to the point of eroticism, the issues of
priority and succession are thereby implicated in its general movement.
Simply stated, the idea invites one to think that a "philosophical
writer of history" might one day appear and, after having established
himself as a successor to Kant, compose a world-history that, since it is
itself based on the "final purpose of the human race," will be able to measure how far we have traveled
with respect to our cherished goal. [Footnote below] To justify his
remark, therefore, Kant will have to demonstrate that history in its
entirety is not without sense, direction, and ultimate destination?
Footnote: The remark attributed to Kant that
happened to make its way into the Gothaische gelehrete Zeitung runs in part:
"A cherished idea of Professor Kant is that the ultimate purpose of the
human race is to achieve the most perfect state-constitution, and he wishes
that a philosophical writer of history might undertake to give us a history
of humanity from this point of view, and to shows to what extent humanity in
various ages has approached or drawn away from the final purpose and what
remains to be done in order to reach it"
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